SEC Filings

Select the filing type and date range you wish to view from the drop-down menus below.

SWK Holdings Corp
YearTrailing 12-MonthsCalendar Year 2024Calendar Year 2023Calendar Year 2022Calendar Year 2021Calendar Year 2020Calendar Year 2019Calendar Year 2018Calendar Year 2017Calendar Year 2016Calendar Year 2015Calendar Year 2014Calendar Year 2013Calendar Year 2012Calendar Year 2011Calendar Year 2010Calendar Year 2009Calendar Year 2008Calendar Year 2007Calendar Year 2006Calendar Year 2005Calendar Year 2004Calendar Year 2003Calendar Year 2002Calendar Year 2001Calendar Year 2000Calendar Year 1999
ViewAll FilingsAnnual FilingsQuarterly FilingsCurrent FilingsRegistration StatementsSection 16Mergers & AcquisitionsProxy & Information StatementsOther
FormDescriptionDateFormat
S-1/AAmended Registration statement for face-amount certificate companiesMay 20, 2014Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.Open Amended Registration statement for face-amount certificate companies in XBLR Viewer.Open Amended Registration statement for face-amount certificate companies in XBLR file.
SC 13D/AAmendment to a SC 13D filingMay 16, 2014Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionMay 14, 2014Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
UPLOADCorrespondence from the SEC to the FilerMay 05, 2014Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesApr 23, 2014Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.Open Amended Registration statement for face-amount certificate companies in XBLR Viewer.Open Amended Registration statement for face-amount certificate companies in XBLR file.
8-KReport of unscheduled material events or corporate eventApr 01, 2014Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesMar 31, 2014Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
10-KAnnual report which provides a comprehensive overview of the company for the past yearMar 31, 2014Open Annual report which provides a comprehensive overview of the company for the past year in HTML.Open Annual report which provides a comprehensive overview of the company for the past year in DOC file.Open Annual report which provides a comprehensive overview of the company for the past year in PDF file.Open Annual report which provides a comprehensive overview of the company for the past year in XLS file.Open Annual report which provides a comprehensive overview of the company for the past year in XBLR Viewer.Open Annual report which provides a comprehensive overview of the company for the past year in XBLR file.
UPLOADCorrespondence from the SEC to the FilerMar 11, 2014Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
S-1Registration statement for face-amount certificate companiesFeb 14, 2014Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
4Statement of changes in beneficial ownership of securitiesFeb 11, 2014Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesFeb 10, 2014Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesFeb 10, 2014Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesFeb 10, 2014Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-KReport of unscheduled material events or corporate eventJan 29, 2014Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
1-25      26-50      51-65