SEC Filings

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SWK Holdings Corp

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Form	Description	Date	Format
3	Initial filing by director officer or owner of more than ten percent.	Sep 16, 2014	Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Sep 05, 2014	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Sep 05, 2014	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.Open Amended Registration statement for face-amount certificate companies in XBLR Viewer.Open Amended Registration statement for face-amount certificate companies in XBLR file.
SC 14F1	Statement regarding change in majority of directors under Rule 14f-1	Aug 27, 2014	Open Statement regarding change in majority of directors under Rule 14f-1 in HTML.Open Statement regarding change in majority of directors under Rule 14f-1 in DOC file.Open Statement regarding change in majority of directors under Rule 14f-1 in PDF file.Open Statement regarding change in majority of directors under Rule 14f-1 in XLS file.
4	Statement of changes in beneficial ownership of securities	Aug 26, 2014	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-K/A	Amendment to a previously filed 8-K	Aug 21, 2014	Open Amendment to a previously filed 8-K in HTML.Open Amendment to a previously filed 8-K in DOC file.Open Amendment to a previously filed 8-K in PDF file.Open Amendment to a previously filed 8-K in XLS file.
8-K/A	Amendment to a previously filed 8-K	Aug 21, 2014	Open Amendment to a previously filed 8-K in HTML.Open Amendment to a previously filed 8-K in DOC file.Open Amendment to a previously filed 8-K in PDF file.Open Amendment to a previously filed 8-K in XLS file.
4	Statement of changes in beneficial ownership of securities	Aug 20, 2014	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Aug 20, 2014	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Aug 19, 2014	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
SC 13D/A	Amendment to a SC 13D filing	Aug 19, 2014	Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
8-K	Report of unscheduled material events or corporate event	Aug 19, 2014	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
DFAN14A	Additional proxy soliciting materials filed by non-management	Aug 19, 2014	Open Additional proxy soliciting materials filed by non-management in HTML.Open Additional proxy soliciting materials filed by non-management in DOC file.Open Additional proxy soliciting materials filed by non-management in PDF file.Open Additional proxy soliciting materials filed by non-management in XLS file.
NT 10-Q	Notification that form type 10-Q will be submitted late	Aug 15, 2014	Open Notification that form type 10-Q will be submitted late in HTML.Open Notification that form type 10-Q will be submitted late in DOC file.Open Notification that form type 10-Q will be submitted late in PDF file.Open Notification that form type 10-Q will be submitted late in XLS file.
8-K	Report of unscheduled material events or corporate event	Aug 05, 2014	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-K/A	Amendment to a previously filed 10-K	Aug 05, 2014	Open Amendment to a previously filed 10-K in HTML.Open Amendment to a previously filed 10-K in DOC file.Open Amendment to a previously filed 10-K in PDF file.Open Amendment to a previously filed 10-K in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	Jul 21, 2014	Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
DFAN14A	Additional proxy soliciting materials filed by non-management	Jul 15, 2014	Open Additional proxy soliciting materials filed by non-management in HTML.Open Additional proxy soliciting materials filed by non-management in DOC file.Open Additional proxy soliciting materials filed by non-management in PDF file.Open Additional proxy soliciting materials filed by non-management in XLS file.
SC 13D/A	Amendment to a SC 13D filing	Jul 15, 2014	Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
SC 13D/A	Amendment to a SC 13D filing	Jun 20, 2014	Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Jun 19, 2014	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Jun 11, 2014	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	Jun 05, 2014	Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
8-K	Report of unscheduled material events or corporate event	May 28, 2014	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
CORRESP	Correspondence from the Filer to the SEC	May 20, 2014	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
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